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U.S. Securities and Exchange Commission

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    Jun 30, 2012 |Story| Baltimore Sun
  1. Sore wrists could keep Jones out of Home Run Derby

    Orioles center fielder <strong>Adam Jones</strong> would love to be part of the Home Run Derby on July 9 in Kansas City, the day beforeMajor League Baseball'sAll-Star Game.
    Orioles center fielder Adam Jones would love to be part of the Home Run Derby on July 9 in Kansas City, the day beforeMajor League Baseball'sAll-Star Game. But even if he is selected by the American League captain, New York Yankees second baseman...

    Tags: Eddie Murray, Home Run Derby, Sculpture, Jim Johnson, Major League Baseball All-Star Game

  2. Jun 27, 2012 |Story| Baltimore Sun
  3. Under Armour appoints two new members to its board

    Under Armour Inc. has appointed a Turner Broadcasting System executive and a top retired naval officer to its board of directors, the Baltimore-based sports apparel company said Wednesday. The appointments of Brenda Piper, chief marketing officer for the...

    Tags: MTV (tv network), Under Armour Inc., Board of Directors, ABC (tv network), Tampa

  4. Jun 21, 2012 |Story| Baltimore Sun
  5. Trail of stock deals led to DeCinces insider trading accusation

    The stock purchases began in December 2008, less than two months after discussions kicked off about the corporate acquisition of a California medical products manufacturer.
    The stock purchases began in December 2008, less than two months after discussions kicked off about the corporate acquisition of a California medical products manufacturer. By the time the deal was announced on Jan. 12, 2009, former Orioles third baseman...

    Tags: Eddie Murray, Punishment, Insider Trading, Raj Rajaratnam, Lawyers

  6. Sep 26, 2008 |Blog| Baltimore Sun
  7. USC slip may not be fatal

    O, by the Way
    Southern Cal???s surprising loss to Oregon State, 27-21, last night certainly gashed the Trojans??? hopes of cruising to the national championship game but it may not be fatal. Certainly, there are teams that control their own destinies at this point........

    Tags: Football, Basketball

  8. May 23, 2013 |Story| Reuters
  9. Proxy advisory firm settles SEC charges over data breach

    Reuters
    WASHINGTON (Reuters) - Institutional Shareholder Services has settled civil charges by U.S. regulators that an employee of the prominent proxy advisory firm shared nonpublic voting data in exchange for meals and concert tickets. The Securities and...

    Tags: CEO Pay, Voting, JPMorgan Chase & Co., Board of Directors, Employees

  10. May 23, 2013 |Story| Reuters
  11. Former Goldman banker settles SEC 'pay-to-play' charges

    Reuters
    WASHINGTON/CHICAGO (Reuters) - A former Goldman Sachs Group Inc. investment banker has agreed to a five-year securities industry ban and a record fine to settle Securities and Exchange Commission charges that he broke rules against influence peddling to...

    Tags: Banking, Florida Gators, Government, Financial Markets, Marth Coakley

  12. May 23, 2013 |Story| Reuters
  13. Goldman unveils checks on conflicts in bid to fix image

    Reuters
    SALT LAKE City (Reuters) - After dozens of meetings with executives and regulators, 100,000 hours of employee training and an immeasurable amount of public grief, Goldman Sachs Group Inc CEO Lloyd Blankfein claimed success in putting his bank and his...

    Tags: Marketing, Lloyd Blankfein, Shareholders, Mortgages, Financial Markets

  14. May 23, 2013 |Story| Reuters
  15. Fiduciary rule, long postponed, faces more delays, lobbying

    Reuters
    NEW YORK (Reuters) - The long-running Washington debate over whether and how to beef up ethical standards for Wall Street brokers who give financial advice shows no sign of ending. Some industry lobbyists are even stepping up their lobbying on the so-...

    Tags: Bellaire, Elisse Walter, Lobbying, Time (magazine), Financial Markets

  16. May 23, 2013 |Story| Reuters
  17. SoftBank would add 'security director' to Sprint board

    Reuters
    (Reuters) - SoftBank Corp would appoint a "security director" to Sprint Nextel Corp's board if its takeover bid succeeds and give the U.S. government right of approval on the appointment in hopes of easing national security concerns raised by the proposed...

    Tags: Telecommunication Equipment, National Security, The Wall Street Journal, National Government, Sprint Nextel Corporation

  18. May 23, 2013 |Story| Reuters
  19. Shares of Ply Gem Holdings rise in market debut

    Reuters
    May 23 (Reuters) - Shares of Ply Gem Holdings Inc, which makes building products for homes, rose as much as 10 percent in their market debut, valuing the company at about $1.5 billion, as investors tap into companies that cater to the recovering U.S....

    Tags: Mastic, NYSE Euronext, Inc., Stock Market

  20. May 23, 2013 |Story| Reuters
  21. U.S. academics back BP in oil spill payouts battle

    Reuters
    * Claims, payout rate may point to charge against profit * Accountancy professors represented by top lawyer * Appeal hearing set for July 8 By Andrew Callus LONDON, May 23 (Reuters) - A group of U.S. accountancy professors is backing BP's fight to...

    Tags: BP Plc, Lawyers, Justice System, Mexico, Elections

  22. May 23, 2013 |Story| Reuters
  23. U.S. auditor watchdog finds fault with Ernst & Young

    Reuters
    By Nanette Byrnes May 23 (Reuters) - The U.S. regulator of corporate auditors said on Thursday that the U.S. arm of global accounting firm Ernst & Young failed to fix quality control problems found in earlier reviews. The report from the Public Company...

    Tags: Ernst & Young, Business Enterprises, Deloitte Touche Tohmatsu Ltd., PricewaterhouseCoopers, Accounting and Auditing

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U.S. Securities and Exchange Commission Photos
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