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U.S. Securities and Exchange Commission

A collection of news and information related to U.S. Securities and Exchange Commission published by this site and its partners.

Top U.S. Securities and Exchange Commission Articles see all

Displaying items 1-5
  • SEC probing Goldman Sachs internship for brother of Libyan ex-official: WSJ

    (Reuters) - U.S. regulators are investigating a Goldman Sachs Group Inc internship for the brother of a former official at Libya's sovereign wealth fund and perks allegedly offered by the bank to the fund, the Wall Street Journal reported on Thursday, citing people familiar with the matter.
  • Glitches, complaints plague Ocwen, other mortgage servicers

    Glitches, complaints plague Ocwen, other mortgage servicers
    Tyesha Hansborough and her husband, Christley Paton, had paid the property insurance on their Inglewood home along with their mortgage, putting the money in escrow like most homeowners. Trouble is, the couple said, their mortgage servicer —...

    DoubleLine files with SEC to register Long Duration Bond Fund

    NEW YORK (Reuters) - Jeffrey Gundlach's DoubleLine Funds filed on Wednesday with the U.S. Securities and Exchange Commission to register shares of its Long Duration Total Return Bond Fund. The SEC filing said the Long Duration fund, which is expected to...

    Wall St. watchdog signals shift in bonus disclosure plan

    (Reuters) - A controversial plan that would have required job-switching securities brokers to disclose signing bonuses to their clients is making a comeback, but the new version may be weaker and bear little resemblance to the original, some lawyers say....

    Florida couple face charges months after avoiding U.S. SEC lawsuit

    MIAMI (Reuters) - A Florida couple has been charged with running an alleged $300 million real estate Ponzi scheme only months after dodging a Securities and Exchange Commission lawsuit that was rejected when a U.S. federal judge ruled the five-year...