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A collection of news and information related to Mary Schapiro published by this site and its partners.
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SEC awards nearly $50,000 to whistle blower
You can receive big bucks and feel good about yourself to by reporting financial fraud. This whistle blower program awards 30 percent of the amount recouped once the Securities and Exchange Commission undertakes an enforcement action against the bad...Tags: U.S. Securities and Exchange Commission
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Md. firms, treasurer balk at proposed money market regulations
Battle lines are being drawn over whether money market funds need more protection in the event of another financial crisis. Maryland investment firms and the state treasurer are on one side of the fight; the SEC chairman is on the other. Baltimore's T....Tags: Companies and Corporations, Financial Markets, Ole Miss Rebels, Finance, T. Rowe Price
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We're turning America into a giant casino
Anyone who says you can get rich through gambling is a fool or a knave. Multiply the size of the prize by your chance of winning it and you'll always get a number far lower than what you put into the pot. The only sure winners are the organizers -- casino...
Tags: Startups, Florida Gators, Lotteries, Sales, Computer Networking and Internet
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Former GOP Senator Judd Gregg named CEO of lobbying group SIFMA
ReutersNEW YORK (Reuters) - The Securities Industry and Financial Markets Association named former Republican Senator Judd Gregg as its chief executive officer, the lobbying group said Monday. The appointment of the veteran politician, who also was governor...Tags: Financial Markets, Securities, Lobbying, Republican Party, Judd Gregg
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SEC chief defends 'neither admit nor deny' but will review
ReutersBy Sarah N. Lynch WASHINGTON, May 7 (Reuters) - The new head of the U.S. Securities and Exchange Commission defended on Tuesday the agency's policy of letting firms settle civil charges without admitting or denying them, but also pledged to review the...Tags: U.S. Congress, Justice System, Mary Jo White, Citigroup Incorporated, Bank of America Corp.
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SEC has internally released money market fund draft rule-sources
ReutersBy Sarah N. Lynch WASHINGTON, May 7 (Reuters) - Staff at the U.S. Securities and Exchange Commission have circulated a long-awaited draft proposing new reforms for the $2.6 trillion money market fund industry, people familiar with the matter told...Tags: Financial Markets, Finance, Lehman Brothers Holdings Inc., Charles Schwab, Mutual Funds
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SEC has internally released money market fund draft rule: sources
ReutersWASHINGTON (Reuters) - Staff at the Securities and Exchange Commission have circulated a long-awaited draft proposing new reforms for the $2.6 trillion money market fund industry, people familiar with the matter told Reuters. Details on the exact...Tags: Financial Markets, Mary Jo White, Finance, Lehman Brothers Holdings Inc., U.S. Securities and Exchange Commission
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U.S. SEC chief White remains mum on money market fund reforms
ReutersBy Sarah N. Lynch WASHINGTON, May 3 (Reuters) - The top U.S. securities regulator remained tight-lipped on Friday about the details of her agency's efforts to craft reforms for money market funds, probably disappointing an audience of fund industry...Tags: Financial Markets, Finance, U.S. Securities and Exchange Commission, Charles Schwab, Mutual Funds
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Will new SEC hang whistle-blowers out to dry?
The Securities and Exchange Commission is certainly looking all spiffy and new these days. Mary Jo White, the former federal prosecutor and Debevoise & Plimpton law partner, has taken over as chairman. She tapped her longtime deputy at the Southern...Tags: Freedom of Information Act, Arbitration, Bernard Madoff, JPMorgan Chase & Co., Justice System
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Madoff investors cannot sue SEC, federal appeals court says
Investors who lost big when Bernard Madoff’s Ponzi scheme unraveled cannot sue federal regulators, despite the government’s “regrettable inaction,” a federal appeals court ruled. Madoff victims had sued, arguing that the...
Tags: U.S. Securities and Exchange Commission, Bernard Madoff
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Regulators follow golden road to Promontory
Mary Schapiro, the former chairman of the Securities and Exchange Commission, must take us for fools. No need to worry about her and the so-called revolving door between government and Wall Street, she told the Wall Street Journal on April 2, after...Tags: Business Institutions, Federal Deposit Insurance Corporation, Ronald Reagan, General Electric Company, Civil and Public Service
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Senate confirms former prosecutor Mary Jo White as SEC chairwoman
WASHINGTON -- The Senate on Monday confirmed Mary Jo White to chair the Securities and Exchange Commission, placing a tough former prosecutor in the role as Wall Street's top watchdog. White was confirmed by a unanimous voice vote in the Senate, an...
Tags: Jerry Moran, Elisse Walter, Rajat Gupta, Justice System, Goldman Sachs Group, Inc.
Aug 21, 2012
|Story| Baltimore Sun
Jun 26, 2012
|Story| Baltimore Sun
Apr 11, 2012
|Story| Baltimore Sun
May 20, 2013
|Story| Reuters
May 7, 2013
|Story| Reuters
May 7, 2013
|Story| Reuters
May 7, 2013
|Story| Reuters
May 3, 2013
|Story| Reuters
Apr 30, 2013
|Column| Allentown Morning Call
Apr 10, 2013
|Story| Los Angeles Times
Apr 8, 2013
|Column| Allentown Morning Call
Apr 8, 2013
|Story| Los Angeles Times
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